9.1 List the top ten stockholders, along with the percentage of stock owned.
9.2 List stock holdings of top management and Board members.
9.3 Are there other stockholders who provide special points of leverage (i.e. unions, other employers)?
The System for Electronic Disclosure by Insiders (SEDI) is Canada’s on-line, browser-based service for the filing and viewing of insider reports as required by various provincial securities rules and regulations.
The Inter-corporate ownership product is a comprehensive source of information available on corporate ownership. It is essentially directory of “who owns what” in Canada. It provides up-to-date information reflecting recent corporate takeovers and other substantial changes.
The Management Information Circular available at SEDAR lists the management’s and board’s stock holdings.
Carleton Resources (for Carleton students only)
Mergent Online provides information on stockholders.